supervised personの例文

例文

1. Among other things, the rule requires advisers'supervised persons to report their personal securities transactions ."
2. They hold the responsibility to investigate and supervise persons charged with and convicted of crimes against the United States.
3. This European Standard specifies additional security requirements for the protection and handling of event records which are stored in the data memory of alcohol interlocks and which may be downloaded, processed and transferred to supervising persons or organizations.
4. While " the rule does not require the adviser to adopt a particular standard, the standard chosen must reflect the adviser's fiduciary obligations and those of its supervised persons, and must require compliance with & # 91; sic & # 93; securities laws . " Although the rule contains certain minimum provisions, advisers have " substantial flexibility to design individualized codes that would best fit the structure, size and nature of their advisory businesses . " Most state regulators require or recommend advisers establish similar ethical requirements and supervisory procedures.